Job Number: #2735 Status: Open Location: DFW
Type: Permanent Position: Attorney Practice Area: Compliance
Contact: Resume Submissions
Description: Compliance Counsel (#2735) – Our client is a highly-regarded investment company in the Dallas-Fort Worth area, looking for a Legal Compliance attorney with 3+ years of experience. This is an excellent opportunity for an attorney looking to grow a career in compliance. Relocation is available for the right candidate.

Candidates must have:
• Juris Doctorate degree, excellent academic credentials, and licensed to practice law in any U.S. State
• At least 3 years of legal experience handling investment compliance matters at a law firm or an investment firm
• Extensive experience in financial and regulatory compliance, risk assessment and establishing policies and procedures
• Strong verbal and written communication skills, strong work ethic, and self-starter

• Identification and management of potential conflicts of interests across business platforms
• Developing and implementing compliance policies and procedures
• Review of investor relations and marketing materials
• Updating fund documentation and responding to investor inquiries
• Preparation of regulatory filings
• Advising on compliance risk assessment
• Conducting testing of policies and procedures, including AML reviews

If you meet the qualifications and are interested in the Corporate Counsel position in the Dallas-Ft. Worth area, you may confidentially contact:, and refer to job # 2735. Please submit resumes in Word format.

Due to the volume of resumes we receive, we may only have a chance to reply to the most qualified candidates. Please know that your inquiry will remain confidential and your resume will not be forwarded to our client without your permission.